Real Time Insider Transaction Data
Real Time Insider buys and sells Data - Insider Trades - Insider Transactions - Insider Trading Data - SEC Form 4 Data
Total | Transactions | Amount |
Buys | 1543 | $1,087,227,627 |
Sells | 119 | $117,338,436 |
Security | Reporting Name | Relationship | Purchase/Sale | Shares | Price $ | D/I | ||||
17 May 2022 10:48 | CEN | CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 13 May 2022 | Purchase | 24,725 | 17.77 | 439,363 | I |
17 May 2022 10:53 | VFL | Delaware Investments National Municipal Income Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 16 May 2022 | Purchase | 12,091 | 11.37 | 137,475 | I |
17 May 2022 10:53 | VFL | Delaware Investments National Municipal Income Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 13 May 2022 | Purchase | 31,908 | 11.4 | 363,751 | I |
19 May 2022 10:47 | BRW | Saba Capital Income & Opportunities Fund | SABA CAPITAL MANAGEMENT, L.P. | President, 10% | 18 May 2022 | Sale | 19,842 | 4.12 | 81,749 | I |
19 May 2022 10:47 | BRW | Saba Capital Income & Opportunities Fund | SABA CAPITAL MANAGEMENT, L.P. | President, 10% | 17 May 2022 | Sale | 103,516 | 4.1 | 424,416 | I |
19 May 2022 10:54 | VFL | Delaware Investments National Municipal Income Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 17 May 2022 | Purchase | 1,312 | 11.28 | 14,799 | I |
23 May 2022 13:58 | DEX | Delaware Enhanced Global Dividend & Income Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 20 May 2022 | Purchase | 5,000 | 7.81 | 39,050 | I |
23 May 2022 13:58 | DEX | Delaware Enhanced Global Dividend & Income Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 19 May 2022 | Purchase | 6,559 | 7.74 | 50,767 | I |
23 May 2022 14:02 | BRW | Saba Capital Income & Opportunities Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 20 May 2022 | Sale | 35,901 | 8.18 | 293,670 | I |
23 May 2022 14:02 | BRW | Saba Capital Income & Opportunities Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 19 May 2022 | Sale | 3,395 | 4.12 | 13,987 | I |
24 May 2022 17:23 | BRW | Saba Capital Income & Opportunities Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 24 May 2022 | Sale | 8,099 | 8.06 | 65,278 | I |
24 May 2022 17:23 | BRW | Saba Capital Income & Opportunities Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 23 May 2022 | Sale | 40,664 | 8.1 | 329,378 | I |
24 May 2022 17:26 | VFL | Delaware Investments National Municipal Income Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 24 May 2022 | Purchase | 17,636 | 11.43 | 201,579 | I |
24 May 2022 17:26 | VFL | Delaware Investments National Municipal Income Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 23 May 2022 | Purchase | 12,684 | 11.21 | 142,188 | I |
26 May 2022 16:56 | VFL | Delaware Investments National Municipal Income Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 25 May 2022 | Purchase | 21,096 | 11.67 | 246,190 | I |
31 May 2022 12:18 | BRW | Saba Capital Income & Opportunities Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 27 May 2022 | Sale | 115,496 | 8.22 | 949,377 | I |
31 May 2022 12:18 | BRW | Saba Capital Income & Opportunities Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 26 May 2022 | Sale | 13,511 | 8.23 | 111,196 | I |
31 May 2022 12:29 | SMM | Salient Midstream & MLP Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 27 May 2022 | Purchase | 47,080 | 8.61 | 405,359 | I |
31 May 2022 12:29 | SMM | Salient Midstream & MLP Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 26 May 2022 | Purchase | 129,111 | 8.48 | 1,094,861 | I |
31 May 2022 12:34 | VFL | Delaware Investments National Municipal Income Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 27 May 2022 | Purchase | 36,321 | 11.96 | 434,399 | I |
31 May 2022 12:34 | VFL | Delaware Investments National Municipal Income Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 26 May 2022 | Purchase | 1,291 | 11.85 | 15,298 | I |
31 May 2022 13:02 | SRV | CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 08 Feb 2022 | Sale | 1,219 | 32.68 | 39,837 | I |
02 Jun 2022 09:29 | SMM | Salient Midstream & MLP Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 01 Jun 2022 | Purchase | 8,100 | 8.57 | 69,417 | I |
02 Jun 2022 09:29 | SMM | Salient Midstream & MLP Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 31 May 2022 | Purchase | 64,125 | 8.62 | 552,758 | I |
02 Jun 2022 09:52 | VFL | Delaware Investments National Municipal Income Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 01 Jun 2022 | Purchase | 2,186 | 12.08 | 26,407 | I |
02 Jun 2022 09:52 | VFL | Delaware Investments National Municipal Income Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 31 May 2022 | Purchase | 49,670 | 11.96 | 594,053 | I |
06 Jun 2022 11:31 | SMM | Salient Midstream & MLP Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 03 Jun 2022 | Purchase | 18,535 | 8.77 | 162,552 | I |
06 Jun 2022 11:31 | SMM | Salient Midstream & MLP Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 02 Jun 2022 | Purchase | 51,163 | 8.73 | 446,653 | I |
06 Jun 2022 11:35 | VFL | Delaware Investments National Municipal Income Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 03 Jun 2022 | Purchase | 28,224 | 12.15 | 342,922 | I |
06 Jun 2022 11:35 | VFL | Delaware Investments National Municipal Income Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 02 Jun 2022 | Purchase | 15,373 | 12.19 | 187,397 | I |
08 Jun 2022 14:27 | SMM | Salient Midstream & MLP Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 07 Jun 2022 | Purchase | 26,129 | 8.84 | 230,980 | I |
08 Jun 2022 14:27 | SMM | Salient Midstream & MLP Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 06 Jun 2022 | Purchase | 7,595 | 8.77 | 66,608 | I |
08 Jun 2022 14:31 | VFL | Delaware Investments National Municipal Income Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 07 Jun 2022 | Purchase | 3,422 | 12 | 41,064 | I |
08 Jun 2022 14:31 | VFL | Delaware Investments National Municipal Income Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 06 Jun 2022 | Purchase | 5,097 | 12.01 | 61,215 | I |
09 Jun 2022 17:39 | SMM | Salient Midstream & MLP Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 09 Jun 2022 | Purchase | 4,406 | 8.83 | 38,905 | I |
09 Jun 2022 17:39 | SMM | Salient Midstream & MLP Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 08 Jun 2022 | Purchase | 86,538 | 8.91 | 771,054 | I |
09 Jun 2022 17:43 | VFL | Delaware Investments National Municipal Income Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 09 Jun 2022 | Purchase | 48,405 | 12.07 | 584,248 | I |
09 Jun 2022 17:43 | VFL | Delaware Investments National Municipal Income Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 08 Jun 2022 | Purchase | 5,852 | 11.98 | 70,107 | I |
14 Jun 2022 13:55 | SMM | Salient Midstream & MLP Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 13 Jun 2022 | Purchase | 5,094 | 7.96 | 40,548 | I |
16 Jun 2022 15:41 | SMM | Salient Midstream & MLP Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 14 Jun 2022 | Purchase | 807 | 7.76 | 6,262 | I |
23 Jun 2022 11:13 | DEX | Delaware Enhanced Global Dividend & Income Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 22 Jun 2022 | Purchase | 2,000 | 7.52 | 15,040 | I |
23 Jun 2022 11:27 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 22 Jun 2022 | Purchase | 81,901 | 4.3 | 352,174 | I |
23 Jun 2022 11:27 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 21 Jun 2022 | Purchase | 47,630 | 4.29 | 204,333 | I |
23 Jun 2022 11:37 | DEX | Delaware Enhanced Global Dividend & Income Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 16 May 2022 | Purchase | 1,099 | 7.85 | 8,627 | I |
23 Jun 2022 12:52 | XAXCX | Invesco Dynamic Credit Opportunity Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 31 Mar 2022 | Purchase | 25,126 | 12.05 | 302,768 | I |
27 Jun 2022 11:57 | DEX | Delaware Enhanced Global Dividend & Income Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 23 Jun 2022 | Purchase | 2,000 | 7.55 | 15,100 | I |
27 Jun 2022 12:02 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 24 Jun 2022 | Purchase | 310,930 | 4.33 | 1,346,327 | I |
27 Jun 2022 12:02 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 23 Jun 2022 | Purchase | 51,932 | 4.31 | 223,827 | I |
29 Jun 2022 09:26 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 28 Jun 2022 | Purchase | 600 | 4.38 | 2,628 | I |
29 Jun 2022 09:26 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 27 Jun 2022 | Purchase | 42,642 | 4.32 | 184,213 | I |
29 Jun 2022 09:29 | RACB | Research Alliance Corp II | SABA CAPITAL MANAGEMENT, L.P. | 10% | 28 Jun 2022 | Sale | 40,990 | 9.8 | 401,702 | I |
01 Jul 2022 10:09 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 30 Jun 2022 | Purchase | 287,880 | 4.43 | 1,275,308 | I |
01 Jul 2022 10:09 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 29 Jun 2022 | Purchase | 2,610 | 4.4 | 11,484 | I |
05 Jul 2022 15:22 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 01 Jul 2022 | Purchase | 9,363 | 4.46 | 41,759 | I |
12 Jul 2022 10:53 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 11 Jul 2022 | Purchase | 50,000 | 4.31 | 215,500 | I |
12 Jul 2022 10:53 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 08 Jul 2021 | Purchase | 511 | 4.41 | 2,254 | I |
12 Jul 2022 13:18 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 11 Jul 2022 | Purchase A | 50,000 | 4.31 | 215,500 | I |
12 Jul 2022 13:18 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 08 Jul 2022 | Purchase A | 511 | 4.41 | 2,254 | I |
14 Jul 2022 17:17 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 14 Jul 2022 | Purchase | 798,200 | 4.43 | 3,536,026 | I |
14 Jul 2022 17:17 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 13 Jul 2022 | Purchase | 186,565 | 4.39 | 819,020 | I |
14 Jul 2022 17:17 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 12 Jul 2022 | Purchase | 302,800 | 4.34 | 1,314,152 | I |
19 Jul 2022 14:53 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 15 Jul 2022 | Purchase | 119,961 | 4.3 | 515,832 | I |
19 Jul 2022 15:13 | USCT | TKB Critical Technologies 1 | SABA CAPITAL MANAGEMENT, L.P. | 10% | 15 Jul 2022 | Sale | 139,719 | 10.05 | 1,404,176 | I |
20 Jul 2022 17:11 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 20 Jul 2022 | Purchase | 1,600 | 4.34 | 6,944 | I |
01 Aug 2022 13:17 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 29 Jul 2022 | Purchase | 70,716 | 4.6 | 325,294 | I |
01 Aug 2022 13:17 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 28 Jul 2022 | Purchase | 34,873 | 4.43 | 154,487 | I |
02 Aug 2022 16:33 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 01 Aug 2022 | Purchase | 40,930 | 4.62 | 189,097 | I |
04 Aug 2022 17:22 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 04 Aug 2022 | Purchase | 93,391 | 4.72 | 440,806 | I |
04 Aug 2022 17:22 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 03 Aug 2022 | Purchase | 4,737 | 4.62 | 21,885 | I |
09 Aug 2022 10:34 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 08 Aug 2022 | Purchase | 125,545 | 4.76 | 597,594 | I |
09 Aug 2022 10:34 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 05 Aug 2022 | Purchase | 140,412 | 4.77 | 669,765 | I |
11 Aug 2022 11:58 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 10 Aug 2022 | Purchase | 57,177 | 4.8 | 274,450 | I |
11 Aug 2022 11:58 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 09 Aug 2022 | Purchase | 6,232 | 4.72 | 29,415 | I |
15 Aug 2022 13:53 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 12 Aug 2022 | Purchase | 47,538 | 4.81 | 228,658 | I |
15 Aug 2022 13:53 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 11 Aug 2022 | Purchase | 17,959 | 4.85 | 87,101 | I |
15 Aug 2022 13:58 | FEO | FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 11 Aug 2022 | Purchase | 5,499 | 8.83 | 48,556 | I |
15 Aug 2022 14:00 | SMM | Salient Midstream & MLP Fund | SABA CAPITAL MANAGEMENT, L.P. | 10% | 12 Aug 2022 | Purchase | 15,687 | 8.85 | 138,830 | I |
17 Aug 2022 14:12 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 16 Aug 2022 | Purchase | 87,918 | 4.79 | 421,127 | I |
17 Aug 2022 14:12 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 15 Aug 2022 | Purchase | 46,658 | 4.8 | 223,958 | I |
19 Aug 2022 13:24 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 18 Aug 2022 | Purchase | 25,872 | 4.7 | 121,598 | I |
19 Aug 2022 13:24 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 17 Aug 2022 | Purchase | 57,349 | 4.76 | 272,981 | I |
23 Aug 2022 09:06 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 22 Aug 2022 | Purchase | 100,000 | 4.59 | 459,000 | I |
23 Aug 2022 09:06 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 19 Aug 2022 | Purchase | 76,644 | 4.62 | 354,095 | I |
25 Aug 2022 14:01 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 24 Aug 2022 | Purchase | 39,188 | 4.6 | 180,265 | I |
25 Aug 2022 14:01 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 23 Aug 2022 | Purchase | 17,459 | 4.61 | 80,486 | I |
29 Aug 2022 10:06 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 26 Aug 2022 | Purchase | 86,639 | 4.7 | 407,203 | I |
29 Aug 2022 10:06 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 25 Aug 2022 | Purchase | 92,759 | 4.71 | 436,895 | I |
30 Aug 2022 16:09 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 30 Aug 2022 | Purchase | 18,793 | 4.63 | 87,012 | I |
30 Aug 2022 16:09 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 29 Aug 2022 | Purchase | 48,540 | 4.67 | 226,682 | I |
06 Sep 2022 12:19 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | President, 10% | 31 Aug 2022 | Purchase | 46,351 | 4.64 | 215,069 | I |
06 Sep 2022 12:24 | BRW | Saba Capital Income & Opportunities Fund | SABA CAPITAL MANAGEMENT, L.P. | President, 10% | 02 Sep 2022 | Sale | 43,699 | 8.45 | 369,257 | I |
06 Sep 2022 12:24 | BRW | Saba Capital Income & Opportunities Fund | SABA CAPITAL MANAGEMENT, L.P. | President, 10% | 01 Sep 2022 | Sale | 16,970 | 8.42 | 142,887 | I |
06 Sep 2022 12:24 | BRW | Saba Capital Income & Opportunities Fund | SABA CAPITAL MANAGEMENT, L.P. | President, 10% | 31 Aug 2022 | Sale | 19,768 | 8.53 | 168,621 | I |
06 Sep 2022 12:44 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 31 Aug 2022 | Purchase A | 46,351 | 4.64 | 215,069 | I |
08 Sep 2022 13:03 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 07 Sep 2022 | Purchase | 63,143 | 4.56 | 287,932 | I |
08 Sep 2022 13:03 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 06 Sep 2022 | Purchase | 100,000 | 4.59 | 459,000 | I |
08 Sep 2022 13:20 | BRW | Saba Capital Income & Opportunities Fund | SABA CAPITAL MANAGEMENT, L.P. | President, 10% | 07 Sep 2022 | Sale | 13,173 | 8.44 | 111,180 | I |
08 Sep 2022 13:20 | BRW | Saba Capital Income & Opportunities Fund | SABA CAPITAL MANAGEMENT, L.P. | President, 10% | 06 Sep 2022 | Sale | 68,823 | 8.44 | 580,866 | I |
12 Sep 2022 14:43 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 09 Sep 2022 | Purchase | 70,464 | 4.55 | 320,611 | I |
12 Sep 2022 14:43 | GIM | TEMPLETON GLOBAL INCOME FUND | SABA CAPITAL MANAGEMENT, L.P. | 10% | 08 Sep 2022 | Purchase | 127,275 | 4.53 | 576,556 | I |
* D/I = Direct / Indirect
* 10% = Entity with 10% or higher ownership stake
* A = Amendment Filing (SEC Form 4/A)